Lee, Johnny Chi Chung (SFC:ADJ622) 李志璋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC Corporate Finance (Hong Kong) Limited | Rep | Advising on futures contracts | 2003-07-10 | Rep | Asset management | 2003-07-10 | Rep | Dealing in futures contracts | 2003-07-10 |
| 2 | HSBC SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-07-10 | Rep | Advising on securities | 2003-07-10 | Rep | Asset management | 2003-07-10 | Rep | Dealing in securities | 2003-07-10 |
| 3 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-07-10 | Rep | Advising on securities | 2003-07-10 | Rep | Asset management | 2003-07-10 | Rep | Dealing in securities | 2003-07-10 |
| 4 | HSBC STRUCTURED FUNDS (ASIA) LIMITED | Rep | Advising on futures contracts | 2003-07-10 | Rep | Asset management | 2003-07-10 | Rep | Dealing in futures contracts | 2003-07-10 |
| 5 | MACQUARIE CAPITAL LIMITED | RO | Dealing in securities | 2008-09-26 | 2009-09-20 |
| 6 | MACQUARIE EQUITIES (ASIA) LIMITED | Rep | Dealing in securities | 2006-03-27 | 2008-04-28 | RO | Dealing in securities | 2008-04-28 | 2009-09-20 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy