Tang, Wai Yan (SFC:ADN093) 鄧惠因
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2005-05-31 | 2008-02-15 | Rep | Dealing in securities | 2005-05-31 | 2008-02-15 |
| 2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on securities | 2004-07-20 | 2005-05-20 |
| 3 | SBI China Capital Securities Limited | Rep | Asset management | 2003-07-21 | Rep | Advising on corporate finance | 2004-07-09 | Rep | Advising on securities | 2004-07-09 |
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