Liu, Ellis Hung Ho 廖雄豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2015-11-06 | 2018-01-26 | Rep | Asset management | 2015-11-06 | 2018-01-26 | Rep | Dealing in securities | 2015-11-06 | 2018-01-26 | Rep | Advising on futures contracts | 2015-11-06 | 2018-08-27 | RO | Advising on securities | 2018-01-26 | 2018-08-27 | RO | Asset management | 2018-01-26 | 2018-08-27 | RO | Dealing in securities | 2018-01-26 | 2018-08-27 |
| 2 | HSBC LIFE (INTERNATIONAL) LIMITED | Rep | Advising on securities | 2007-11-14 | 2008-09-26 |
| 3 | Manulife Investment Management (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-06-29 | Rep | Dealing in securities | 2004-07-19 | Rep | Advising on securities | 2007-06-11 | Rep | Asset management | 2007-06-11 | Rep | Advising on futures contracts | 2003-04-16 | 2007-06-11 |
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