Kwok, Chun Wing 郭振榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CORPORATE BROKERS LIMITED | Rep | Dealing in securities | 2006-02-27 | 2007-11-30 |
| 2 | CORPORATE COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2006-02-27 | 2007-11-30 |
| 3 | HUA NAN SECURITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2010-11-01 | 2011-07-08 | Rep | Dealing in securities | 2010-11-01 | 2011-07-08 |
| 4 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2005-10-26 | 2006-02-21 |
| 5 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2005-10-26 | 2006-02-21 |
| 6 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2004-07-29 | 2005-10-15 |
| 7 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2004-07-29 | 2005-10-15 |
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