Wat, Chi Ming 屈志銘
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AP Asset Management (HK) Limited | Rep | Asset management | 2018-04-24 | 2018-05-21 | Rep | Dealing in securities | 2018-04-24 | 2018-05-21 | RO | Asset management | 2018-05-21 | 2018-11-21 | RO | Dealing in securities | 2018-05-21 | 2018-11-21 | Rep | Asset management | 2019-03-13 | 2019-04-11 | Rep | Dealing in securities | 2019-03-13 | 2019-04-11 | RO | Asset management | 2019-04-11 | 2021-04-21 | RO | Dealing in securities | 2019-04-11 | 2021-04-21 |
| 2 | CHI CAPITAL SECURITIES LIMITED | RO | Advising on securities | 2004-09-07 | 2005-05-09 | RO | Asset management | 2004-09-07 | 2005-05-09 | RO | Dealing in securities | 2004-09-07 | 2005-05-09 |
| 3 | CITTA CAPITAL MANAGEMENT (HK) LIMITED | RO | Asset management | 2006-10-24 | 2010-06-30 |
| 4 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2003-08-21 | Rep | Advising on securities | 2003-08-21 | Rep | Asset management | 2003-08-21 | Rep | Dealing in securities | 2003-08-21 |
| 5 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-08-21 | Rep | Advising on securities | 2003-08-21 | Rep | Asset management | 2003-08-21 | Rep | Dealing in securities | 2003-08-21 |
| 6 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Advising on futures contracts | 2003-08-21 | Rep | Asset management | 2003-08-21 | Rep | Dealing in futures contracts | 2003-08-21 |
| 7 | MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED | Rep | Asset management | 2012-10-26 | 2013-12-31 |
| 8 | ROBERN ASSOCIATES LIMITED | RO | Asset management | 2021-09-06 |
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