Lai, Marshall 黎澤旻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KBC FINANCIAL PRODUCTS HONG KONG LIMITED | Rep | Dealing in securities | 2003-10-29 | 2004-05-04 |
| 2 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2015-10-02 | 2015-12-24 |
| 3 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2015-10-02 | 2015-12-24 |
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