Ku, Stanley Chi Pang 古志鵬

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Complus Asset Management Limited RO Asset management 2011-05-25 2012-12-04
2 FIG HK (Hong Kong) Limited RO Asset management 2014-10-08 2015-10-30
3 Fortress Investment Group (Hong Kong) LLC RO Advising on futures contracts 2006-06-07 2008-08-07
RO Advising on securities 2006-06-07 2008-08-07
RO Asset management 2008-06-19 2008-12-31
4 GOLDMAN SACHS (ASIA) L.L.C. Rep Advising on corporate finance 2004-10-14
Rep Advising on securities 2004-10-14
Rep Asset management 2004-10-14
Rep Dealing in securities 2005-01-18
5 GOLDMAN SACHS FUTURES (ASIA) LIMITED Rep Advising on futures contracts 2004-10-14
Rep Asset management 2004-10-14
Rep Dealing in futures contracts 2005-01-18
6 Minerva Capital Management Limited RO Asset management 2009-06-19 2010-08-31

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