Kee, Tang Seng

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 GOLDMAN SACHS (ASIA) L.L.C. Rep Advising on corporate finance 2003-05-16
2 GOLDMAN SACHS (ASIA) L.L.C. Rep Advising on securities 2003-05-16
EFG Asset Management (HK) Limited Rep 2009-09-04 2010-12-01
3 GOLDMAN SACHS (ASIA) L.L.C. Rep Asset management 2003-05-16
EFG Asset Management (HK) Limited Rep 2009-09-04 2010-12-01
4 LEHMAN BROTHERS ASIA LIMITED Rep Dealing in futures contracts 2004-02-24 2008-09-29
NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep 2008-10-10 2009-04-08
Nomura Asia Investment (Hong Kong) Limited Rep 2008-12-10 2009-04-08
5 GOLDMAN SACHS (ASIA) L.L.C. Rep Dealing in securities 2003-05-16
LEHMAN BROTHERS ASIA LIMITED Rep 2003-08-20 2006-04-10
LEHMAN BROTHERS SECURITIES ASIA LIMITED Rep 2003-08-20 2006-04-10
LEHMAN BROTHERS ASIA LIMITED RO 2006-04-10 2008-09-29
LEHMAN BROTHERS SECURITIES ASIA LIMITED RO 2006-04-10 2008-09-29
NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep 2008-10-10 2009-04-08
NOMURA SECURITIES (HONG KONG) LIMITED Rep 2008-12-10 2009-04-08

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