Kee, Tang Seng
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2003-05-16 | |
2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2003-05-16 | |
3 | EFG Asset Management (HK) Limited | Rep | Advising on securities | 2009-09-04 | 2010-12-01 |
4 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Asset management | 2003-05-16 | |
5 | EFG Asset Management (HK) Limited | Rep | Asset management | 2009-09-04 | 2010-12-01 |
6 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2004-02-24 | 2008-09-29 |
7 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-10-10 | 2009-04-08 |
8 | Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-12-10 | 2009-04-08 |
9 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2003-05-16 | |
10 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in securities | 2003-08-20 | 2006-04-10 |
11 | LEHMAN BROTHERS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2003-08-20 | 2006-04-10 |
12 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-10-10 | 2009-04-08 |
13 | NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-12-10 | 2009-04-08 |
14 | LEHMAN BROTHERS ASIA LIMITED | RO | Dealing in securities | 2006-04-10 | 2008-09-29 |
15 | LEHMAN BROTHERS SECURITIES ASIA LIMITED | RO | Dealing in securities | 2006-04-10 | 2008-09-29 |
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