Glover, Jethro Alexander John
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2008-09-03 | 2008-12-11 | Rep | Automated trading services | 2008-11-06 | 2008-12-11 | Rep | Dealing in futures contracts | 2008-11-06 | 2008-12-11 |
| 2 | Credit Suisse Futures (Hong Kong) Limited | Rep | Automated trading services | 2008-09-03 | 2008-12-11 | Rep | Dealing in futures contracts | 2008-09-03 | 2008-12-11 |
| 3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2009-01-23 | 2009-04-22 |
| 4 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-01-23 | 2009-04-22 |
| 5 | KGI SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-01-23 | 2009-04-22 |
| 6 | Newedge Broker Limited | Rep | Advising on futures contracts | 2003-06-19 | Rep | Asset management | 2003-06-19 | Rep | Automated trading services | 2003-06-19 | Rep | Dealing in futures contracts | 2003-06-19 | Rep | Dealing in securities | 2003-06-19 |
| 7 | Tora Trading Services Limited (HK) | Rep | Dealing in futures contracts | 2009-12-18 | 2010-12-21 | Rep | Dealing in securities | 2009-12-18 | 2010-12-21 | RO | Dealing in futures contracts | 2010-12-21 | RO | Dealing in securities | 2010-12-21 | RO | Automated trading services | 2011-04-08 |
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