Chang, Wen-Ling 張文玲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FT Securities Limited | Rep | Advising on corporate finance | 2003-10-15 | |
| 2 | FT Securities Limited | Rep | Advising on securities | 2004-04-27 | LOMBARD ODIER (HONG KONG) LIMITED | Rep | 2011-03-01 | 2011-03-15 |
| 3 | FT Securities Limited | Rep | Asset management | 2003-10-15 | |
| 4 | JEFFERIES BACHE (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2003-12-05 | 2004-05-21 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 2004-05-24 | 2008-02-28 |
| 5 | FT Securities Limited | Rep | Dealing in securities | 2004-05-21 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | 2004-05-24 | 2008-02-28 | LOMBARD ODIER (HONG KONG) LIMITED | Rep | 2011-03-01 | 2011-03-15 |
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