Lee, Wilson Wai Hong 李維航
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHARLES SCHWAB, HONG KONG, LIMITED | Rep | Advising on corporate finance | 2004-02-17 | |
| 2 | CHARLES SCHWAB, HONG KONG, LIMITED | Rep | Advising on securities | 2004-02-17 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | 2020-11-20 |
| 3 | CHARLES SCHWAB, HONG KONG, LIMITED | Rep | Asset management | 2004-02-17 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | 2012-06-01 |
| 4 | CHARLES SCHWAB, HONG KONG, LIMITED | Rep | Automated trading services | 2004-02-17 | |
| 5 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2009-03-02 | 2010-06-30 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 2012-06-01 | 2016-10-10 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 2016-10-11 |
| 6 | CHARLES SCHWAB, HONG KONG, LIMITED | Rep | Dealing in securities | 2004-02-17 | Citigroup Global Markets Asia Limited | Rep | 2009-03-02 | 2010-06-30 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 2009-03-02 | 2010-06-30 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | 2012-06-01 |
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