Lee, Wilson Wai Hong 李維航
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHARLES SCHWAB, HONG KONG, LIMITED | Rep | Advising on corporate finance | 2004-02-17 | |
2 | CHARLES SCHWAB, HONG KONG, LIMITED | Rep | Advising on securities | 2004-02-17 | |
3 | CHARLES SCHWAB, HONG KONG, LIMITED | Rep | Asset management | 2004-02-17 | |
4 | CHARLES SCHWAB, HONG KONG, LIMITED | Rep | Automated trading services | 2004-02-17 | |
5 | CHARLES SCHWAB, HONG KONG, LIMITED | Rep | Dealing in securities | 2004-02-17 | |
6 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2009-03-02 | 2010-06-30 |
7 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2009-03-02 | 2010-06-30 |
8 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2009-03-02 | 2010-06-30 |
9 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Asset management | 2012-06-01 | |
10 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2012-06-01 | |
11 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2012-06-01 | 2016-10-10 |
12 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2016-10-11 | |
13 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2020-11-20 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy