Chen, Karen Ka Woon 陳嘉媛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Advising on securities | 2003-11-08 | 2004-02-04 | Rep | Dealing in securities | 2003-11-08 | 2004-02-04 |
| 2 | CSI Corporate Finance (HK) Limited | Rep | Asset management | 2003-11-04 | Rep | Advising on corporate finance | 2003-11-06 | Rep | Advising on securities | 2003-11-06 | Rep | Dealing in securities | 2003-11-06 |
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