Giang, Maryanne Phung Van 江鳳文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2004-04-28 | |
| 2 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Advising on futures contracts | 2004-04-28 | |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2004-04-28 | CHI CAPITAL SECURITIES LIMITED | RO | 2005-02-16 | 2005-12-07 | CHI CAPITAL SECURITIES LIMITED | Rep | 2005-12-07 | 2006-04-03 |
| 4 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Asset management | 2004-04-28 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 2004-04-28 | CHI CAPITAL SECURITIES LIMITED | RO | 2005-02-16 | 2005-12-02 | CHI CAPITAL SECURITIES LIMITED | Rep | 2005-12-02 | 2006-04-03 | Aliantis Capital Limited | Rep | 2007-10-10 | 2009-02-26 | Aliantis Capital Limited | RO | 2009-02-26 |
| 5 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2004-04-28 | |
| 6 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2004-04-28 | CHI CAPITAL SECURITIES LIMITED | RO | 2005-02-16 | 2005-12-07 | CHI CAPITAL SECURITIES LIMITED | Rep | 2005-12-07 | 2006-04-03 |
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