Woo, Ka On 胡家安
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Finance KAB Limited | Rep | Advising on securities | 2008-05-13 | 2010-10-30 | Rep | Dealing in securities | 2008-05-13 | 2010-10-30 |
| 2 | CNI Securities Group Limited | Rep | Dealing in securities | 2012-10-31 | 2014-10-31 | Rep | Dealing in securities | 2015-04-30 | 2015-11-24 |
| 3 | Manulife Investment Management (Hong Kong) Limited | Rep | Advising on corporate finance | 2003-05-31 | Rep | Advising on securities | 2003-05-31 | Rep | Asset management | 2003-05-31 | Rep | Dealing in securities | 2003-05-31 |
| 4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2007-11-08 | 2008-05-09 | Rep | Dealing in securities | 2007-12-04 | 2008-05-09 |
| 5 | Sun Life Hong Kong Limited | Rep | Advising on securities | 2003-10-09 | 2007-10-24 |
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