York, Sharon Lai
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2004-10-13 | Rep | Advising on securities | 2004-10-13 | Rep | Asset management | 2004-10-13 | Rep | Dealing in securities | 2008-12-11 |
| 2 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2008-09-01 | 2008-12-11 |
| 3 | ROCKHAMPTON MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2009-05-12 | 2011-01-26 |
| 4 | Rockhampton Management Limited | RO | Advising on securities | 2011-01-26 | 2021-06-07 | RO | Asset management | 2011-01-26 | 2021-06-07 |
| 5 | Springhill Fund Asset Management (HK) Company Limited | Rep | Asset management | 2021-07-09 | 2021-09-27 | RO | Asset management | 2021-09-27 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy