Seiz, Andrew Victor
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2004-02-25 | Rep | Advising on securities | 2004-02-25 | Rep | Asset management | 2004-02-25 | Rep | Dealing in securities | 2004-02-25 |
| 2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2008-05-29 | 2008-09-29 | Rep | Dealing in securities | 2008-05-29 | 2008-09-29 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2004-03-22 | 2005-04-23 | Rep | Dealing in securities | 2004-03-22 | 2008-03-28 |
| 4 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-01-12 | 2008-03-28 |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-10-10 | 2009-06-01 | Rep | Dealing in securities | 2008-10-10 | 2009-06-01 | Rep | Dealing in futures contracts | 2011-10-12 | 2013-09-14 | Rep | Dealing in securities | 2011-10-12 | 2013-09-14 |
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