Seiz, Andrew Victor
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2004-02-25 | |
2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2004-02-25 | |
3 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2004-03-22 | 2005-04-23 |
4 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Asset management | 2004-02-25 | |
5 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-01-12 | 2008-03-28 |
6 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2008-05-29 | 2008-09-29 |
7 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-10-10 | 2009-06-01 |
8 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-10-12 | 2013-09-14 |
9 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2004-02-25 | |
10 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2004-03-22 | 2008-03-28 |
11 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in securities | 2008-05-29 | 2008-09-29 |
12 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-10-10 | 2009-06-01 |
13 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-10-12 | 2013-09-14 |
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