Chan, Garine Ka Ming 陳家明

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 EMPEROR SECURITIES LIMITED (HK) Rep Dealing in securities 2005-11-07 2007-02-06
2 MIB SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2003-07-03 2003-11-10
3 Success Securities Limited Rep Advising on corporate finance 2003-05-15
Rep Advising on securities 2003-05-15
Rep Asset management 2003-05-15
Rep Dealing in securities 2003-05-15
4 WING FUNG SECURITIES LIMITED Rep Dealing in securities 2005-06-21 2005-09-26

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