Kim, James Jung-Beck

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Citigroup Global Markets Asia Limited Rep Advising on corporate finance 2003-10-15
2 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED Rep Advising on futures contracts 2003-10-13
3 Citigroup Global Markets Asia Limited Rep Advising on securities 2003-10-15
Lion Global Financial Limited Rep 2015-02-09 2018-04-04
4 Citigroup Global Markets Asia Limited Rep Asset management 2003-10-15
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED Rep 2003-10-13
Lion Global Financial Limited Rep 2013-08-05 2016-08-05
Lion Global Financial Limited RO 2016-08-05 2018-04-04
5 Citigroup Global Markets Asia Limited Rep Automated trading services 2003-10-15
6 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED Rep Dealing in futures contracts 2006-03-20
GOLDMAN SACHS FUTURES (ASIA) LIMITED Rep 2006-05-08 2008-01-08
7 Citigroup Global Markets Asia Limited Rep Dealing in securities 2006-03-20
GOLDMAN SACHS (ASIA) L.L.C. Rep 2006-05-08 2008-01-08
Lion Global Financial Limited Rep 2013-08-05 2018-04-04

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