Kim, James Jung-Beck
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2003-10-15 | |
2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Advising on futures contracts | 2003-10-13 | |
3 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2003-10-15 | |
4 | Lion Global Financial Limited | Rep | Advising on securities | 2015-02-09 | 2018-04-04 |
5 | Citigroup Global Markets Asia Limited | Rep | Asset management | 2003-10-15 | |
6 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Asset management | 2003-10-13 | |
7 | Lion Global Financial Limited | Rep | Asset management | 2013-08-05 | 2016-08-05 |
8 | Citigroup Global Markets Asia Limited | Rep | Automated trading services | 2003-10-15 | |
9 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2006-03-20 | |
10 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2006-05-08 | 2008-01-08 |
11 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2006-03-20 | |
12 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2006-05-08 | 2008-01-08 |
13 | Lion Global Financial Limited | Rep | Dealing in securities | 2013-08-05 | 2018-04-04 |
14 | Lion Global Financial Limited | RO | Asset management | 2016-08-05 | 2018-04-04 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy