Chow, Kwun Hung 周冠雄
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Eagle Trader Asset Management Limited | RO | Asset management | 2017-07-18 | 2020-09-01 |
| 2 | FOUNDER FUTURES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2016-06-15 | 2017-04-13 |
| 3 | FOUNDER SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2014-12-19 | 2017-04-13 |
| 4 | GOING INTERNATIONAL (HK) FINANCIAL GROUP LIMITED | RO | Advising on futures contracts | 2020-12-30 | RO | Dealing in futures contracts | 2020-12-30 | RO | Dealing in securities | 2022-06-30 | RO | Advising on securities | 2023-06-13 | RO | Asset management | 2023-06-13 |
| 5 | Golden Hen Securities and Futures Limited | Rep | Dealing in futures contracts | 2017-05-05 | 2017-06-27 | Rep | Dealing in securities | 2017-05-05 | 2017-06-27 | RO | Dealing in futures contracts | 2017-06-27 | 2019-07-30 | RO | Dealing in securities | 2017-06-27 | 2019-07-30 | Rep | Dealing in futures contracts | 2019-07-30 | 2019-08-26 | Rep | Dealing in securities | 2019-07-30 | 2019-08-26 |
| 6 | KGI ASIA LIMITED | Rep | Dealing in securities | 2014-01-02 | 2014-02-28 |
| 7 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-01-02 | 2014-02-28 |
| 8 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Automated trading services | 2003-08-15 | Rep | Asset management | 2003-12-09 | Rep | Advising on futures contracts | 2005-03-29 | Rep | Dealing in futures contracts | 2005-06-14 |
| 9 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2005-03-29 | Rep | Advising on securities | 2005-03-29 | Rep | Asset management | 2005-03-29 | Rep | Dealing in securities | 2005-06-14 |
| 10 | SINOPAC ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2014-03-25 | 2014-09-24 | Rep | Dealing in securities | 2014-03-25 | 2014-09-24 |
| 11 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2014-08-18 | 2014-09-24 | Rep | Dealing in securities | 2014-08-18 | 2014-09-24 |
| 12 | UNITED WORLD ONLINE LIMITED | Rep | Dealing in securities | 2005-07-07 | 2010-09-24 | Rep | Dealing in futures contracts | 2005-08-22 | 2010-09-24 | RO | Advising on securities | 2010-09-24 | 2013-11-16 | RO | Dealing in futures contracts | 2010-09-24 | 2013-11-16 | RO | Dealing in securities | 2010-09-24 | 2013-11-16 |
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