Ng, Steven Koon Ho 吳冠豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HANG SENG INVESTMENT SERVICES LIMITED | Rep | Advising on securities | 2007-07-25 | 2009-01-22 |
| 2 | Robeco Hong Kong Limited | Rep | Advising on securities | 2013-08-26 | 2015-03-31 | Rep | Dealing in securities | 2013-08-26 | 2015-03-31 |
| 3 | Vontobel Wealth Management (Hong Kong) Limited | Rep | Advising on securities | 2015-04-01 | 2019-11-08 | Rep | Dealing in securities | 2015-04-01 | 2019-11-08 | Rep | Asset management | 2018-09-28 | 2019-01-14 | RO | Asset management | 2019-01-14 | 2022-11-01 | RO | Advising on securities | 2019-11-08 | 2022-11-01 | RO | Dealing in securities | 2019-11-08 | 2022-11-01 |
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