Im, Carl Jung Choon

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 GOLDMAN SACHS (ASIA) L.L.C. Rep Advising on corporate finance 2004-10-13
2 GOLDMAN SACHS FUTURES (ASIA) LIMITED Rep Advising on futures contracts 2004-10-13
3 GOLDMAN SACHS (ASIA) L.L.C. Rep Advising on securities 2004-10-13
Merrill Lynch (Asia Pacific) Limited Rep 2008-06-23 2008-10-22
4 GOLDMAN SACHS (ASIA) L.L.C. Rep Asset management 2004-10-13
GOLDMAN SACHS FUTURES (ASIA) LIMITED Rep 2004-10-13
5 GOLDMAN SACHS FUTURES (ASIA) LIMITED Rep Dealing in futures contracts 2006-04-08
6 GOLDMAN SACHS (ASIA) L.L.C. Rep Dealing in securities 2006-04-08
Merrill Lynch (Asia Pacific) Limited Rep 2006-05-15 2008-10-22

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