Borromeo, Jose Roy Hernandez
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2005-07-11 | 2010-02-28 | Rep | Asset management | 2005-07-11 | 2010-02-28 |
| 2 | SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED | Rep | Asset management | 2004-02-05 | Rep | Advising on securities | 2004-03-08 |
| 3 | STANHILL (HONG KONG) LIMITED | Rep | Asset management | 2005-06-03 | Rep | Dealing in securities | 2005-06-03 | Rep | Advising on corporate finance | 2008-07-28 | Rep | Advising on securities | 2008-07-28 | RO | Advising on corporate finance | 2008-07-28 | 2010-02-28 | RO | Advising on securities | 2008-07-28 | 2010-02-28 |
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