Lau, Suk Tung 劉叔同
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2018-04-23 | 2018-08-10 |
| 2 | iBest Consultants Limited | Rep | Dealing in futures contracts | 2016-12-21 | 2017-07-06 | Rep | Advising on securities | 2016-12-21 | 2018-08-10 | Rep | Asset management | 2016-12-21 | 2018-08-10 | Rep | Dealing in securities | 2016-12-21 | 2018-08-10 |
| 3 | iBest Investment Services Limited | Rep | Leveraged foreign exchange trading | 2017-03-09 | 2018-08-10 |
| 4 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Automated trading services | 2003-08-15 | Rep | Asset management | 2003-12-09 | Rep | Advising on futures contracts | 2006-09-29 | Rep | Dealing in futures contracts | 2006-09-29 | Rep | Leveraged foreign exchange trading | 2006-06-20 | 2006-09-29 | RO | Advising on futures contracts | 2006-09-29 | 2011-07-01 | RO | Dealing in futures contracts | 2006-09-29 | 2011-07-01 | RO | Leveraged foreign exchange trading | 2006-09-29 | 2011-07-01 | Rep | Leveraged foreign exchange trading | 2018-10-10 | Rep | Dealing in futures contracts | 2018-10-29 |
| 5 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2005-03-29 | Rep | Asset management | 2005-03-29 | Rep | Advising on securities | 2011-07-01 | Rep | Dealing in securities | 2011-07-01 | Rep | Advising on securities | 2018-10-10 | Rep | Dealing in securities | 2018-10-10 |
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