Cheong, Julian Hong Lum

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 GOLDMAN SACHS (ASIA) L.L.C. Rep Advising on securities 2004-10-14
2 GOLDMAN SACHS (ASIA) L.L.C. Rep Asset management 2004-10-14
3 GOLDMAN SACHS (ASIA) L.L.C. Rep Advising on corporate finance 2008-05-20
4 GOLDMAN SACHS (ASIA) L.L.C. Rep Dealing in securities 2008-05-20
5 LEHMAN BROTHERS ASIA LIMITED Rep Advising on corporate finance 2008-08-18 2008-09-29
6 LEHMAN BROTHERS ASIA LIMITED Rep Advising on securities 2008-08-18 2008-09-29
7 LEHMAN BROTHERS ASIA LIMITED Rep Dealing in securities 2008-08-18 2008-09-29
8 NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep Advising on corporate finance 2008-10-13 2009-04-04
9 NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep Advising on securities 2008-10-13 2009-04-04
10 NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep Dealing in securities 2008-10-13 2009-04-04

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