Ngai, Angela So Ling 倪素玲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Carret Private Capital Limited | Rep | Advising on securities | 2021-05-05 | Rep | Asset management | 2021-05-05 | Rep | Dealing in securities | 2021-05-05 |
| 2 | FT Securities Limited | Rep | Advising on corporate finance | 2004-05-17 | Rep | Advising on securities | 2004-05-17 | Rep | Asset management | 2004-05-17 | Rep | Dealing in securities | 2005-05-22 | Rep | Advising on futures contracts | 2007-04-02 | 2007-11-29 | Rep | Dealing in futures contracts | 2007-04-02 | 2007-11-29 | Rep | Dealing in securities | 2007-04-02 | 2007-11-29 |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2005-05-27 | 2005-08-02 |
| 4 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2005-05-27 | 2005-08-02 |
| 5 | JEFFERIES BACHE (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-01-10 | 2005-05-22 |
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