Lee, Siu Keung (SFC:AFG628) 李兆強
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Asset Management (HK) Limited | Rep | Advising on securities | 2013-07-19 | 2014-05-23 | Rep | Asset management | 2013-07-19 | 2014-05-23 |
| 2 | KGI ASIA LIMITED | Rep | Dealing in securities | 2011-11-08 | 2012-09-28 |
| 3 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-11-08 | 2012-09-28 |
| 4 | Manulife Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2012-11-06 | 2013-04-26 |
| 5 | Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2007-08-06 | 2007-09-11 |
| 6 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-07-20 | 2007-09-11 | Rep | Dealing in futures contracts | 2007-08-06 | 2007-09-11 |
| 7 | Phoenix Capital (International) Limited | Rep | Advising on securities | 2017-06-12 | 2018-04-18 | Rep | Asset management | 2017-06-12 | 2018-04-18 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy