Sham, Miranda Sze Wai 岑思慧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Dealing in securities | 2012-02-23 | 2012-03-30 | RO | Dealing in securities | 2012-03-30 | 2015-03-18 | RO | Advising on securities | 2012-08-13 | 2015-03-18 |
| 2 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-11-15 | 2015-03-18 |
| 3 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2007-03-15 | 2007-03-30 | RO | Dealing in securities | 2007-03-30 | 2008-09-13 |
| 4 | PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED | RO | Advising on securities | 2009-07-30 | 2011-08-19 | RO | Dealing in securities | 2009-07-30 | 2011-08-19 |
| 5 | WORLDWIDE BROKERAGE LIMITED | Rep | Dealing in securities | 2004-12-20 | RO | Dealing in securities | 2004-12-20 | 2007-02-01 |
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