Spratt, Nicholas Edward
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CENTAURUS CAPITAL (HONG KONG) LIMITED | Rep | Advising on securities | 2012-03-28 | 2013-05-01 | Rep | Asset management | 2012-03-28 | 2013-05-01 |
| 2 | MFS International (Hong Kong) Limited | Rep | Asset management | 2018-01-25 | 2020-04-22 |
| 3 | PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED | Rep | Asset management | 2013-10-28 | 2017-08-07 |
| 4 | THADDEUS CAPITAL MANAGEMENT (HK) LIMITED | Rep | Asset management | 2007-07-26 | 2012-01-31 |
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