Mak, Lung Lok 麥龍樂

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CHARLES SCHWAB, HONG KONG, LIMITED Rep Advising on corporate finance 2004-04-27
Rep Asset management 2004-04-27
Rep Automated trading services 2004-04-27
Rep Advising on securities 2006-04-13
Rep Dealing in securities 2006-04-13
Rep Advising on futures contracts 2004-08-27 2006-04-13
2 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED Rep Dealing in securities 2021-07-06
3 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) Rep Advising on securities 2008-04-23 2011-01-31
Rep Dealing in securities 2008-04-23 2011-01-31

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