Sun, James Kin Kong 孫健崗
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2004-10-13 | Rep | Advising on securities | 2004-10-13 | Rep | Asset management | 2004-10-13 | Rep | Dealing in securities | 2010-03-05 |
| 2 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2018-05-11 | 2018-09-18 | RO | Dealing in futures contracts | 2018-09-18 |
| 3 | ICBC INTERNATIONAL RESEARCH LIMITED | RO | Advising on securities | 2019-02-19 | |
| 4 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2018-05-11 | 2018-09-18 | Rep | Dealing in futures contracts | 2018-05-11 | 2018-09-18 | Rep | Dealing in securities | 2018-05-11 | 2018-09-18 | RO | Advising on securities | 2018-09-18 | RO | Dealing in securities | 2018-09-18 | RO | Dealing in futures contracts | 2018-09-18 | 2019-08-14 |
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