Tang, Su See 陳淑茜

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Merrill Lynch (Asia Pacific) Limited Rep Advising on corporate finance 2005-01-12 2010-09-04
2 Merrill Lynch (Asia Pacific) Limited Rep Advising on securities 2005-01-12 2010-09-04
3 Merrill Lynch (Asia Pacific) Limited Rep Dealing in securities 2005-01-12 2010-09-04
4 Merrill Lynch Far East Limited Rep Advising on corporate finance 2005-01-12 2010-09-04
5 Merrill Lynch Far East Limited Rep Advising on securities 2005-01-12 2010-09-04
6 Merrill Lynch Far East Limited Rep Dealing in securities 2005-01-12 2010-09-04
7 GOLDMAN SACHS (ASIA) L.L.C. Rep Dealing in securities 2018-01-09 2023-08-01
8 GOLDMAN SACHS (ASIA) L.L.C. Rep Advising on securities 2024-04-24
9 GOLDMAN SACHS (ASIA) L.L.C. Rep Dealing in securities 2024-04-24

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