Wu, Yue (SFC:AFU292) 吳鉞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2004-03-03 | Rep | Advising on securities | 2004-03-03 | Rep | Asset management | 2004-03-03 | Rep | Dealing in securities | 2004-03-03 |
| 2 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Advising on futures contracts | 2004-03-03 | Rep | Asset management | 2004-03-03 | Rep | Dealing in futures contracts | 2004-03-03 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2005-11-29 | 2006-03-17 |
| 4 | Xuanwu Capital Management Limited | Rep | Advising on securities | 2019-12-03 | 2020-04-28 | Rep | Asset management | 2019-12-03 | 2020-04-28 | RO | Advising on securities | 2020-04-28 | 2020-12-31 | RO | Asset management | 2020-04-28 | 2020-12-31 | RO | Advising on securities | 2021-03-16 | 2021-05-16 | RO | Asset management | 2021-03-16 | 2021-05-16 |
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