Lau, Heung Wai 劉向慧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2003-11-29 | |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2003-11-29 | |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Asset management | 2003-11-29 | |
| 4 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2003-11-29 | |
| 5 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Advising on futures contracts | 2003-11-29 | |
| 6 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Asset management | 2003-11-29 | |
| 7 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2003-11-29 | |
| 8 | GINGER CAPITAL MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2005-01-22 | 2006-07-17 |
| 9 | GINGER CAPITAL MANAGEMENT LIMITED | Rep | Advising on securities | 2005-01-22 | 2006-07-17 |
| 10 | GINGER CAPITAL MANAGEMENT LIMITED | Rep | Asset management | 2005-01-22 | 2006-07-17 |
| 11 | GINGER CAPITAL MANAGEMENT LIMITED | RO | Advising on securities | 2006-07-17 | 2008-06-02 |
| 12 | GINGER CAPITAL MANAGEMENT LIMITED | RO | Advising on futures contracts | 2006-07-17 | 2009-05-18 |
| 13 | GINGER CAPITAL MANAGEMENT LIMITED | RO | Asset management | 2006-07-17 | 2009-05-18 |
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