Au, Leung Cheong 區良昌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AXA CHINA REGION INVESTMENT SERVICES LIMITED | RO | Dealing in securities | 2011-12-22 | 2019-10-23 |
| 2 | CHARLES SCHWAB, HONG KONG, LIMITED | Rep | Dealing in securities | 2003-09-02 | 2005-10-18 | Rep | Advising on futures contracts | 2003-11-11 | 2005-10-18 | Rep | Advising on securities | 2003-11-11 | 2005-10-18 | RO | Advising on futures contracts | 2005-10-18 | 2009-04-27 | RO | Advising on securities | 2005-10-18 | 2009-04-27 | RO | Dealing in securities | 2005-10-18 | 2009-04-27 |
| 3 | WM (HK) Limited | RO | Dealing in securities | 2009-04-30 | 2011-06-30 |
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