Koda, Ritsubun 黃田立文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Wells Fargo Securities Asia Limited | RO | Advising on securities | 2019-04-08 | 2020-08-05 |
| 2 | Wells Fargo Securities Asia Limited | RO | Asset management | 2019-04-08 | 2020-08-05 |
| 3 | BEAR STEARNS ASIA LIMITED | Rep | Dealing in futures contracts | 2007-11-22 | 2008-02-05 | BEAR STEARNS ASIA LIMITED | RO | 2008-02-05 | 2008-07-01 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 2009-08-12 | 2010-02-09 |
| 4 | BEAR STEARNS ASIA LIMITED | Rep | Dealing in securities | 2007-11-22 | 2008-02-05 | BEAR STEARNS ASIA LIMITED | RO | 2008-02-05 | 2008-07-01 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | 2008-07-30 | 2010-02-09 | Wells Fargo Securities Asia Limited | RO | 2019-04-08 | 2020-08-05 |
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