Tsun, Rowena Wai Hang 秦緯珩

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 KGI ASIA LIMITED Rep Advising on corporate finance 2003-11-29
2 KGI FUTURES (HONG KONG) LIMITED Rep Advising on futures contracts 2003-11-29
3 KGI ASIA LIMITED Rep Advising on securities 2003-11-29
Julius Baer (Hong Kong) Limited Rep 2009-06-24 2011-06-13
LOMBARD ODIER (HONG KONG) LIMITED Rep 2012-09-20 2013-07-05
4 KGI ASIA LIMITED Rep Asset management 2003-11-29
KGI FUTURES (HONG KONG) LIMITED Rep 2003-11-29
5 KGI FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2003-11-29
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED Rep 2004-04-23 2006-06-02
6 KGI ASIA LIMITED Rep Dealing in securities 2003-11-29
Daiwa Capital Markets Hong Kong Limited Rep 2003-12-09 2004-03-01
Citigroup Global Markets Asia Limited Rep 2004-03-02 2006-06-02
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED Rep 2004-04-23 2006-06-02
GOLDMAN SACHS (ASIA) L.L.C. Rep 2007-07-19 2009-05-27
Julius Baer (Hong Kong) Limited Rep 2009-06-02 2011-06-13
LOMBARD ODIER (HONG KONG) LIMITED Rep 2012-09-20 2013-07-05

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