So, Lam Kan 蘇林根
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2009-09-23 | 2011-05-01 |
| 2 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-09-23 | 2011-05-01 |
| 3 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2009-09-23 | 2011-05-01 |
| 4 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2004-11-18 | 2005-05-27 |
| 5 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2008-12-09 | 2009-09-19 |
| 6 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-03-23 | 2009-09-19 |
| 7 | TSE'S SECURITIES LIMITED | Rep | Dealing in securities | 2005-06-20 | 2007-01-22 |
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