Lim, Tay Seop 林泰燮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2004-10-12 | |
2 | SOFAER GLOBAL RESEARCH (HK) LIMITED | Rep | Advising on futures contracts | 2008-09-30 | 2010-05-21 |
3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2004-11-09 | |
4 | SOFAER GLOBAL RESEARCH (HK) LIMITED | Rep | Advising on securities | 2008-09-30 | 2010-05-21 |
5 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Asset management | 2004-10-12 | |
6 | SOFAER GLOBAL RESEARCH (HK) LIMITED | Rep | Asset management | 2008-09-30 | 2010-05-21 |
7 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2004-11-09 |
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