Tam, Conan Yui Hong 譚悅康
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | RO | Advising on securities | 2015-02-04 | |
| 2 | Merrill Lynch (Asia Pacific) Limited | RO | Dealing in securities | 2015-02-04 | |
| 3 | Merrill Lynch (Asia Pacific) Limited | RO | Advising on corporate finance | 2018-02-02 | |
| 4 | Credit Suisse Securities (Hong Kong) Limited | Rep | Asset management | 2005-02-15 | |
| 5 | Credit Suisse Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2005-02-25 | |
| 6 | Credit Suisse Securities (Hong Kong) Limited | Rep | Advising on securities | 2005-02-25 | |
| 7 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2005-03-04 | 2007-03-03 |
| 8 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2007-03-23 | 2008-05-02 |
| 9 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2007-05-22 | 2008-05-02 |
| 10 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2007-05-22 | 2008-05-02 |
| 11 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2008-05-23 | 2009-04-16 |
| 12 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-05-23 | 2009-04-16 |
| 13 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2008-12-23 | 2009-04-16 |
| 14 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2014-04-29 | 2014-06-05 |
| 15 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2014-09-08 | 2015-02-04 |
| 16 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2014-09-08 | 2015-02-04 |
| 17 | Merrill Lynch Far East Limited | Rep | Advising on securities | 2014-09-08 | 2015-02-04 |
| 18 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2014-09-08 | 2015-02-04 |
| 19 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2014-09-08 | 2018-02-02 |
| 20 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2014-09-08 | 2018-02-02 |
| 21 | Merrill Lynch Far East Limited | RO | Advising on securities | 2015-02-04 | 2024-03-11 |
| 22 | Merrill Lynch Far East Limited | RO | Dealing in securities | 2015-02-04 | 2024-03-11 |
| 23 | Merrill Lynch Far East Limited | RO | Advising on corporate finance | 2018-02-02 | 2024-03-11 |
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