Matson, Timothy Thomas
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Conning Asia Pacific Limited | RO | Advising on securities | 2012-08-14 | 2013-09-11 | RO | Asset management | 2012-08-14 | 2013-09-11 | RO | Dealing in securities | 2012-08-14 | 2013-09-11 |
| 2 | FWD Life Insurance Company (Bermuda) Limited | Rep | Advising on securities | 2004-10-05 | 2009-10-31 | Rep | Asset management | 2004-10-05 | 2009-10-31 |
| 3 | Goldman Sachs Investment Management Hong Kong Limited | Rep | Advising on securities | 2003-05-21 | 2003-09-22 | Rep | Dealing in securities | 2003-05-21 | 2003-09-22 | RO | Advising on securities | 2003-09-22 | 2004-05-15 | RO | Asset management | 2003-09-22 | 2004-05-15 | RO | Dealing in securities | 2003-09-22 | 2004-05-15 | Rep | Advising on securities | 2004-05-24 | 2009-10-31 | Rep | Asset management | 2004-05-24 | 2009-10-31 | Rep | Dealing in securities | 2004-05-24 | 2009-10-31 |
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