Ngo, Francois
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | Dealing in futures contracts | 2004-07-23 | 2011-06-17 | Rep | Dealing in securities | 2004-07-23 | 2011-06-17 |
| 2 | KGI ASIA LIMITED | Rep | Dealing in securities | 2016-03-31 | 2016-09-01 |
| 3 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2016-03-31 | 2016-09-01 |
| 4 | MF Global Hong Kong Limited | Rep | Dealing in futures contracts | 2011-10-06 | 2011-11-11 | Rep | Dealing in securities | 2011-10-06 | 2011-11-11 |
| 5 | Newedge Broker Limited | Rep | Automated trading services | 2003-05-20 | 2004-06-25 | Rep | Dealing in futures contracts | 2003-05-20 | 2004-06-25 | Rep | Dealing in securities | 2003-05-20 | 2004-06-25 |
| 6 | T.F.S. Derivatives HK Limited | Rep | Dealing in futures contracts | 2012-01-03 | 2015-09-30 | Rep | Dealing in securities | 2012-01-03 | 2015-09-30 |
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