Poon, Sunny Pak Hin 潘柏軒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CUPOLA CAPITAL LIMITED | RO | Asset management | 2016-02-16 | 2018-07-05 |
| 2 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2006-12-20 | 2009-12-30 | Rep | Advising on futures contracts | 2006-12-20 | 2010-12-29 | Rep | Advising on securities | 2006-12-20 | 2010-12-29 | RO | Asset management | 2009-12-30 | 2010-12-29 |
| 3 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-08-29 | 2010-12-29 |
| 4 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Asset management | 2008-06-26 | 2010-12-29 |
| 5 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-09-29 | Rep | Asset management | 2003-09-29 | Rep | Automated trading services | 2003-09-29 | Rep | Advising on securities | 2003-10-06 | Rep | Dealing in securities | 2004-07-06 | Rep | Dealing in securities | 2007-08-29 | 2010-12-29 |
| 6 | JW Capital Limited (HK) | RO | Asset management | 2011-12-19 | 2016-01-15 |
| 7 | LONGMEGA ASSET INVESTMENT MANAGEMENT LIMITED | RO | Advising on securities | 2019-01-10 | 2021-10-03 | RO | Asset management | 2019-01-10 | 2021-10-03 |
| 8 | MaiCapital Limited | RO | Advising on securities | 2018-08-16 | 2019-01-09 | RO | Asset management | 2018-08-16 | 2019-01-09 |
| 9 | Yellow River Global Capital Limited | RO | Advising on securities | 2021-10-07 | RO | Asset management | 2021-10-07 |
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