Li, Bing (SFC:AHQ959) 李冰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2003-07-15 | Rep | Advising on securities | 2003-07-15 | Rep | Asset management | 2003-07-15 | Rep | Dealing in securities | 2003-07-15 |
| 2 | HSBC Corporate Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2012-07-26 | 2016-01-08 |
| 3 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on corporate finance | 2007-04-16 | 2008-09-29 | Rep | Advising on securities | 2007-04-16 | 2008-09-29 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2008-10-13 | 2010-03-18 | Rep | Advising on securities | 2008-10-13 | 2010-03-18 | Rep | Dealing in securities | 2009-11-27 | 2010-03-18 |
| 5 | ZHONGTAI INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2016-03-15 | 2016-07-04 | Rep | Dealing in securities | 2016-03-15 | 2016-07-04 | RO | Advising on corporate finance | 2016-07-04 | 2017-08-20 | RO | Dealing in securities | 2016-07-04 | 2017-08-20 |
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