Chan, Edward Ling Wah 陳令華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | WIN WONG SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-03-31 | |
2 | WIN WONG SECURITIES LIMITED | Rep | Advising on securities | 2004-03-31 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | 2005-03-11 | 2009-08-22 | PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | Rep | 2009-11-19 | 2010-04-14 | LQ Pacific Partners Limited | RO | 2019-01-31 | 2019-03-11 |
3 | WIN WONG SECURITIES LIMITED | Rep | Asset management | 2004-03-31 | PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | Rep | 2009-12-16 | 2010-04-14 | Clairvoyance Capital Advisors (HK) Limited | RO | 2012-06-21 | 2012-09-17 | LQ Pacific Partners Limited | RO | 2019-01-31 | 2019-03-11 |
4 | S&P Global Ratings Hong Kong Limited | Rep | Credit rating services | 2019-03-19 | |
5 | WIN WONG SECURITIES LIMITED | Rep | Dealing in securities | 2005-02-23 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | 2005-03-11 | 2009-08-22 | WIN WONG SECURITIES LIMITED | RO | 2014-03-21 | 2018-01-31 | LQ Pacific Partners Limited | RO | 2019-01-31 | 2019-03-11 |
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