Kwan, William Chi Ming 關志明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ACUMEN WEALTH MANAGEMENT LIMITED (d2011-07-29) | Rep | Advising on securities | 2008-03-04 | 2008-05-07 |
| 2 | AXA CHINA REGION INVESTMENT SERVICES LIMITED | Rep | Advising on securities | 2007-12-11 | 2008-01-26 |
| 3 | Network Financial Services Limited | Rep | Advising on securities | 2007-11-14 |
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