Lam, Wai Shing (SFC:AHX164) 林偉成
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA LIMITED | Rep | Advising on corporate finance | 2004-03-16 | Rep | Advising on securities | 2004-03-16 | Rep | Asset management | 2004-03-16 | Rep | Dealing in securities | 2005-09-27 |
| 2 | HERMES SECURITIES LIMITED | Rep | Dealing in securities | 2005-10-21 | 2010-04-20 |
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